Investment Firm License

The legal and regulatory framework applicable to investment firms is harmonised at the EU level. Therefore, we can support your company in getting an investment firm license in Estonia and other selected European jurisdictions.

Further, we can assist your investment firm to guarantee its compliance during its operations.

What can you do with an Investment firm license?

  • Reception and transmission of orders related to securities
  • Execution of orders related to securities in the name of the client
  • Investment advice
  • Securities portfolio management
  • Organising an offer/issue of securities
  • Safekeeping and administration of securities for a client
  • Dealing in securities on own account
  • Guarantee of securities
  • Operation of a multilateral trading facility
  • Operation of an organised trading facility.

What are the general requirements?

  • Minimum share capital: from EUR 50.000 to EUR 730.000, depending on the investment services offered.
  • The shareholders must have an impeccable business reputation
  • The members of the board must have an impeccable business reputation, along with education, experience and professional qualifications necessary to manage an investment firm
  • Permanent establishment in the country in which the company applies for the license
  • Compliance with the anti-money laundering and counter-terrorist financing law and regulations
  • Compliance with the anti-money laundering and counter-terrorist financing law and regulations
  • GDPR Compliance

What is the timeframe?

The time to obtain this license varies from country to country. In any case, the decision on the application for an EMI/PSP license is usually made in 2-4 months.

Contact us

We would love to hear from you. Please contact us for more information on how we can help you.

Address

Valge 13, 11415 Tallinn

Call us

+372 602 8411

E-mail us

hello@eresidents.ee

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Eresidents is a trading name of TechIuris OÜ, a company registered in Estonia (register code: 14959657 – VAT EE102274637).

Registered address and headquarters: Valge tn 13, 11415 Tallinn. TechIuris OÜ is licensed to provide trust and corporate services (license number FIU000370).

TechIuris OÜ submitted a labour mediation notice of economic activities (STT000660). TechIuris OÜ pakub FinTechi ettevõtetele Euroopas juriidilisi ja nõuetele vastavuse tagamise teenuseid.